Sumner Philipp Rogers

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → Present
  City National Securities, Inc.
  Montecito, CA
• 03/2023 → 07/2024
  Rooted Life Adventures
  Brisbane
• 03/2022 → 03/2023
  Grant Thornton Llp
  Dallas, TX
• 04/2021 → 03/2022
  Feverup (Madhatter Llc Is Us Sub)
  Dallas, TX
• 01/2019 → 04/2021
  Pricewaterhousecoopers Llp
  Dallas, TX
• 01/2018 → 12/2018
  Full Time Student - Cu Denver
  Denver, CO
• 08/2017 → 12/2017
  Baylor University - Part Time Student
  Waco, TX
• 08/2016 → 05/2017
  Baylor University - Full Time Student
  Waco, TX
• 06/2017 → 08/2017
  Pricewaterhousecoopers Llp
  Dallas, TX
• 05/2018 → 08/2018
  Bandana Aspen
  Aspen, TX
• 06/2018 → 08/2018
  Geib & Fox Pc
  Aspen, TX
• 03/2018 → 05/2018
  Accountemps
  Denver, CO
• 03/2023 → 04/2024
  Texas Electrical
  Dallas, TX

Other Businesses

(1) Name of the other business: Santa Barbara Young Professionals Whether the business is investment-related: Non investment-related Address of the other business: P.O. Box 23316, Santa Barbara, CA 93121 Nature of the other business: Foundation/Charitable Institution Your position; title, or relationship with the other business: Board Member - Secretary Start date of your relationship: May 13, 2026 Approximate number of hours/month you devote to the other business: 8 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: My role will entail of taking notes and helping organize events (check in, break down, etc.)

Exams

• S66 Uniform Combined State Law Examination
  2025-01-10