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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-13 |
| TX | RA | APPROVED | 2023-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Confluence Financial Planning, Llc | Sacramento | CA | 09/2007 | 05/2019 |
| Royal Alliance | Sacramento | CA | 05/2019 | 01/2021 |
| St. Clair Financial | Sacramento | CA | 01/2021 | 02/2023 |
| Genovese Buford & Brothers | Sacramento | CA | 05/2019 | 01/2021 |
| Financial Planning Association Of Northern California | Sacramento | CA | 01/2017 | 12/2017 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-11 |
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