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Thuy T Hoang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-18
CA RA APPROVED 2025-03-11
  • TX RA
    APPROVED
    Since 2025-03-18
  • CA RA
    APPROVED
    Since 2025-03-11

Branch Locations

2650 Berryessa Rd, San Jose, CA 95132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 09/2018 Present
Unemployed San Jose CA 05/2018 09/2018
Mai Trang Tobacco Limited Company Phan Thiet 10/2014 05/2018
Bank Of America, N.A. San Jose CA 01/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-08
  • S66 Uniform Combined State Law Examination
    2025-03-08

View on SEC IAPD

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