Eric A Rice

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-08
GA	RA	APPROVED	2025-03-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Marietta	GA	11/2024	Present
State Farm Independent Agent	Pensacola	FL	04/2022	10/2024
Rocket Mortgage Fka Quicken Loan	Detroit	MI	08/2020	03/2022
Regions	Birmingham	AL	06/2017	08/2020
Citi	Tallahassee	FL	07/2006	09/2017
Bank Of America, N.A.	Marietta	GA	01/2025	Present

11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Marietta, GA
04/2022 → 10/2024

State Farm Independent Agent

Pensacola, FL
08/2020 → 03/2022

Rocket Mortgage Fka Quicken Loan

Detroit, MI
06/2017 → 08/2020

Regions

Birmingham, AL
07/2006 → 09/2017

Citi

Tallahassee, FL
01/2025 → Present

Bank Of America, N.A.

Marietta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-06