Best Investors Account Sign in

Bradley Minnaert Elshere

LPl Financial LLC

Clark, SD

Watertown, SD

Brookings, SD

CRD 3134153

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-02
SD RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2018-01-02
  • SD RA
    APPROVED
    Since 2017-11-29

Branch Locations

113 N. Commercial, Clark, SD 57225 • United States

1310 9Th Ave Se, Watertown, SD 57201 • United States

1441 6Th St, Brookings, SD 57006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dacotah Bank - Ica Aberdeen SD 09/1998 Present
Investment Centers Of America, Inc. Aberdeen SD 09/1998 11/2017
Lpl Financial Llc Watertown SD 11/2017 Present
  • 09/1998 → Present
    Dacotah Bank - Ica
    Aberdeen, SD
  • 09/1998 → 11/2017
    Investment Centers Of America, Inc.
    Aberdeen, SD
  • 11/2017 → Present
    Watertown, SD
Previous Registrations
  • 2004-02-19 → 2017-11-29
    Investment Centers Of America, Inc.
    Clark, SD
    Watertown, SD
    Bradley, SD
    Roslyn, SD
    Willow Lake, SD
    Aberdeen, SD
    Brookings, SD
Other Businesses

1. 12/21/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 12/15/2017 - 160 hours per month/8 hours during securities trading. 2. 10/8/2018 - Elshere Financial, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Owner & President - Start Date: 06/01/2018 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 06/07/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - agent - Start Date - 04/02/2018 - 15 Hours Per Month/ 1 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-09
S63 Uniform Securities Agent State Law Examination 1998-10-30
  • S66 Uniform Combined State Law Examination
    2004-02-09
  • S63 Uniform Securities Agent State Law Examination
    1998-10-30

View on SEC IAPD

More in Clark, SD

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor