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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-18 |
| NY | RA | APPROVED | 2025-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southampton | NY | 11/2024 | Present |
| Carlson School Of Management - University Of Minnesota | Minneapolis | MN | 09/2022 | 05/2024 |
| 2 Men & A Truck | Rochester | MN | 06/2022 | 08/2022 |
| University Of Wisconsin - River Falls | River Falls | MN | 02/2022 | 05/2022 |
| Best Buy | Rochester | MN | 08/2018 | 01/2020 |
| Unemployed - Adolescence | Rochester | MN | 01/2010 | 08/2018 |
| Unemployed/High School Student | Rochester | MN | 01/2020 | 05/2020 |
| Summer Break | Rochester | MN | 08/2022 | 09/2022 |
| University Of Minnesota - Twin Cities | Minneapolis | MN | 09/2022 | 05/2024 |
| Falcons Facility Operations - University Of Wisconsin River Fall | River Falls | WI | 10/2021 | 01/2022 |
| Summer Vaction/ High School Graduate | Rochester | MN | 05/2020 | 08/2020 |
| University Student At River Falls | River Falls | WI | 09/2020 | 10/2021 |
| Doordashing - Job Hunting | Woodbury | MN | 05/2024 | 09/2024 |
| Bank Of America, N.A. | Southampton | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-28 |
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