Best Investors Account Sign in
Claim This Profile
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-18
NY RA APPROVED 2025-01-29
  • TX RA
    APPROVED
    Since 2025-03-18
  • NY RA
    APPROVED
    Since 2025-01-29

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southampton NY 11/2024 Present
Carlson School Of Management - University Of Minnesota Minneapolis MN 09/2022 05/2024
2 Men & A Truck Rochester MN 06/2022 08/2022
University Of Wisconsin - River Falls River Falls MN 02/2022 05/2022
Best Buy Rochester MN 08/2018 01/2020
Unemployed - Adolescence Rochester MN 01/2010 08/2018
Unemployed/High School Student Rochester MN 01/2020 05/2020
Summer Break Rochester MN 08/2022 09/2022
University Of Minnesota - Twin Cities Minneapolis MN 09/2022 05/2024
Falcons Facility Operations - University Of Wisconsin River Fall River Falls WI 10/2021 01/2022
Summer Vaction/ High School Graduate Rochester MN 05/2020 08/2020
University Student At River Falls River Falls WI 09/2020 10/2021
Doordashing - Job Hunting Woodbury MN 05/2024 09/2024
Bank Of America, N.A. Southampton NY 01/2025 Present
  • 11/2024 → Present
    Southampton, NY
  • 09/2022 → 05/2024
    Carlson School Of Management - University Of Minnesota
    Minneapolis, MN
  • 06/2022 → 08/2022
    2 Men & A Truck
    Rochester, MN
  • 02/2022 → 05/2022
    University Of Wisconsin - River Falls
    River Falls, MN
  • 08/2018 → 01/2020
    Best Buy
    Rochester, MN
  • 01/2010 → 08/2018
    Unemployed - Adolescence
    Rochester, MN
  • 01/2020 → 05/2020
    Unemployed/High School Student
    Rochester, MN
  • 08/2022 → 09/2022
    Summer Break
    Rochester, MN
  • 09/2022 → 05/2024
    University Of Minnesota - Twin Cities
    Minneapolis, MN
  • 10/2021 → 01/2022
    Falcons Facility Operations - University Of Wisconsin River Fall
    River Falls, WI
  • 05/2020 → 08/2020
    Summer Vaction/ High School Graduate
    Rochester, MN
  • 09/2020 → 10/2021
    University Student At River Falls
    River Falls, WI
  • 05/2024 → 09/2024
    Doordashing - Job Hunting
    Woodbury, MN
  • 01/2025 → Present
    Bank Of America, N.A.
    Southampton, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-28
  • S66 Uniform Combined State Law Examination
    2025-01-28
Other Names
  • Felix Orakwue
  • Chukwuemeka F Orakwue

View on SEC IAPD

More in Melville, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor