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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
CA RA APPROVED 2025-03-05
  • TX RA
    APPROVED
    Since 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-05

Branch Locations

9719 Foothill Blvd, Rancho Cucamonga, CA 91730 • United States

7387 Day Creek Blvd, Rancho Cucamonga, CA 91739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alta Loma CA 02/2022 Present
Loan Depot Irvine CA 06/2021 01/2022
T-Mobile Usa, Inc. Chandler AZ 06/2018 06/2021
Tm Wireless Santa Ana CA 07/2015 06/2018
Fullerton College Fullerton CA 06/2013 05/2017
Arizona State University Tempe AZ 08/2018 12/2018
The University Of Arizona Global Chandler AZ 08/2023 09/2024
Purdue University Global West Lafayette IN 12/2018 11/2020
Bank Of America, N.A. Alta Loma CA 01/2025 Present
  • 02/2022 → Present
    Alta Loma, CA
  • 06/2021 → 01/2022
    Loan Depot
    Irvine, CA
  • 06/2018 → 06/2021
    T-Mobile Usa, Inc.
    Chandler, AZ
  • 07/2015 → 06/2018
    Tm Wireless
    Santa Ana, CA
  • 06/2013 → 05/2017
    Fullerton College
    Fullerton, CA
  • 08/2018 → 12/2018
    Arizona State University
    Tempe, AZ
  • 08/2023 → 09/2024
    The University Of Arizona Global
    Chandler, AZ
  • 12/2018 → 11/2020
    Purdue University Global
    West Lafayette, IN
  • 01/2025 → Present
    Bank Of America, N.A.
    Alta Loma, CA
Other Businesses

I*2108288, Entity Type Entity For Profit, Name of OBA: NIGHT & D CLEANING SERVICES Address: ONTARIOCalifornia91764 Investment Related: No Position, Title, Association: Other Employee Start Date:08/22/2022 No Hours: 5 Monthly No Hours during trading: 0 Duties: JANITORIAL MAINTENANCE NIGHT & D CLEANING SERVICES IS MY MOTHER'S SOLE PROPRIETOR. I AM A SIGNER TO ASSIST HER WITH LANGUAGE BARRIERS, ONLINE ACCESS, MAKING PAYMENTS, AND CREATING INVOICING AS SHE DOES NOT SPEAK OR WRITE IN ENGLISH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-04
  • S66 Uniform Combined State Law Examination
    2025-03-04

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