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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-04
  • TX RA
    APPROVED
    Since 2025-03-04

Branch Locations

11658 Bandera Rd, San Antonio, TX 78250 • United States

10661 Culebra Rd, San Antonio, TX 78251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 07/2018 Present
Loker Student Union Carson CA 07/2017 06/2018
Target Co. Compton CA 09/2015 06/2018
California State University Dominguez Hills Carson CA 08/2016 05/2018
Bank Of America, N.A. San Antonio TX 01/2025 Present
  • 07/2018 → Present
    San Antonio, TX
  • 07/2017 → 06/2018
    Loker Student Union
    Carson, CA
  • 09/2015 → 06/2018
    Target Co.
    Compton, CA
  • 08/2016 → 05/2018
    California State University Dominguez Hills
    Carson, CA
  • 01/2025 → Present
    Bank Of America, N.A.
    San Antonio, TX
Other Businesses

Name of the other business G. and G. Living TrustWhether the business is investment-relatedIt is my living trust- personal useAddress of the other businessSan Antonio TXNature of the other businessIt is my living Trust Your positionTrusteeTitle, or relationship with the other businessOwner/TrusteeStart date of your relationship05/04/2023Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessNamed as trustee for my personal living trust, created to list my real property under trust to avoid probate in case of a passing Name of the other businessRental PropertyWhether the business is investment-relatedPersonal real estate investment property Address of the other businessSan Angelo TX Nature of the other businessReal estate- rental propertyYour positionownerTitle, or relationship with the other businessSole proprietor/ownerStart date of your relationship01-Jan-2023Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessOwner of property, contracted a property manager to manager the rental. I*1226277, Entity Type Entity For Profit, Name of OBA: Rental Property Address: San Angelo Texas 76904 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/01/2023No Hours: 10 hours No Hours during trading: 0 Duties: home owner for rental property I*2115267, Entity Type:, Name of OBA: Limitless Education Inc, Address: Compton, California, 90220, Investment Related: N, Position, Title, Association: Director, Employee State Date: 02/20/2020, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Assist and educate students about college readiness and guidance. Position is going to be as director to do outreach to schools for participation in conducting seminars for students

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-03
  • S66 Uniform Combined State Law Examination
    2025-03-03

View on SEC IAPD

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