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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-07
MD RA APPROVED 2025-04-16
  • TX RA
    APPROVED_RES
    Since 2025-06-07
  • MD RA
    APPROVED
    Since 2025-04-16

Branch Locations

701 S Frederick Ave, Gaithersburg, MD 20877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockville MD 11/2024 Present
Resilient Kids Utica NY 05/2022 Present
Committed Home Care Suffern NY 04/2017 04/2021
Cream Team Properties Liverpool NY 01/2019 03/2021
Assurance Iq Seattle WA 09/2020 10/2020
Appen Butler Hill Inc Kirkland WA 03/2017 04/2017
Resilient Kids Utica NY 02/2019 06/2020
Utica City School District Utica NY 11/2013 06/2019
Center For Applied Behavior Analysis Los Angeles CA 03/2016 07/2017
World Financial Group Torrance CA 12/2015 01/2025
Bank Of America Utica NY 10/2020 03/2022
Bank Of America Rockville MD 03/2022 11/2024
Bank Of America, N.A. Rockville MD 03/2025 Present
  • 11/2024 → Present
    Rockville, MD
  • 05/2022 → Present
    Resilient Kids
    Utica, NY
  • 04/2017 → 04/2021
    Committed Home Care
    Suffern, NY
  • 01/2019 → 03/2021
    Cream Team Properties
    Liverpool, NY
  • 09/2020 → 10/2020
    Assurance Iq
    Seattle, WA
  • 03/2017 → 04/2017
    Appen Butler Hill Inc
    Kirkland, WA
  • 02/2019 → 06/2020
    Resilient Kids
    Utica, NY
  • 11/2013 → 06/2019
    Utica City School District
    Utica, NY
  • 03/2016 → 07/2017
    Center For Applied Behavior Analysis
    Los Angeles, CA
  • 12/2015 → 01/2025
    World Financial Group
    Torrance, CA
  • 10/2020 → 03/2022
    Bank Of America
    Utica, NY
  • 03/2022 → 11/2024
    Bank Of America
    Rockville, MD
  • 03/2025 → Present
    Bank Of America, N.A.
    Rockville, MD
Other Businesses

I*2116343, Entity Type Entity For Profit, Name of OBA: Resilient Kids Address: UticaNew York13501 Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/01/2022No Hours: 10 weekly No Hours during trading: 0 Duties:Consulting and Education. Assisting the business owner with educating new employees on role responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-09
  • S66 Uniform Combined State Law Examination
    2025-04-09
Other Names
  • Dj Brown
  • Liv Brown
  • David Livingston Brown

View on SEC IAPD

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