Best Investors Account Sign in

Frank Alan Ahler

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Modesto, CA

Modesto, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-13
CA RA APPROVED 2025-02-25
  • TX RA
    APPROVED
    Since 2025-03-13
  • CA RA
    APPROVED
    Since 2025-02-25

Branch Locations

3401 Dale Rd, Modesto, CA 95356 • United States

3416 Mchenry Ave, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 09/2022 Present
Bank Of America Modesto CA 07/2022 11/2024
Target Riverbank CA 04/2014 07/2022
Stanislaus State University Turlock CA 08/2016 12/2019
Bank Of America, N.A. Modesto CA 12/2024 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Modesto, CA
  • 07/2022 → 11/2024
    Bank Of America
    Modesto, CA
  • 04/2014 → 07/2022
    Target
    Riverbank, CA
  • 08/2016 → 12/2019
    Stanislaus State University
    Turlock, CA
  • 12/2024 → Present
    Bank Of America, N.A.
    Modesto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24

View on SEC IAPD

More in Modesto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor