John Stulpin

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-10-27

MA RA
APPROVED

Since 2025-10-27

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Hanson	MA	05/2009	11/2020
Volkswagen	Santa Monica	CA	01/2016	01/2018
Kush Klubs	Los Angeles	CA	01/2018	01/2020
Unemployed	Hanson	MA	01/2020	10/2021
Symmetry Financial Group	Buzzards Bay	MA	10/2021	11/2024
Northwestern Mutual Life Insurance Company	Milwaukee	WI	01/2025	07/2025
Northwestern Mutual Investment Services Llc	Rockland	MA	11/2024	07/2025
Northwestern Mutual Wealth Management Company	Milwaukee	WI	04/2025	07/2025
Lpl Enterprise, Llc	Marlborough	MA	10/2025	Present
Unemployed	Hanson	MA	07/2025	09/2025

05/2009 → 11/2020

Self Employed

Hanson, MA
01/2016 → 01/2018

Volkswagen

Santa Monica, CA
01/2018 → 01/2020

Kush Klubs

Los Angeles, CA
01/2020 → 10/2021

Unemployed

Hanson, MA
10/2021 → 11/2024

Symmetry Financial Group

Buzzards Bay, MA
01/2025 → 07/2025

Northwestern Mutual Life Insurance Company

Milwaukee, WI
11/2024 → 07/2025

Northwestern Mutual Investment Services Llc

Rockland, MA
04/2025 → 07/2025

Northwestern Mutual Wealth Management Company

Milwaukee, WI
10/2025 → Present

Lpl Enterprise, Llc

Marlborough, MA
07/2025 → 09/2025

Unemployed

Hanson, MA

Other Businesses

1. 09/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Hanson, MA - Start Date 06/13/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/05/2025 - JOHN STULPIN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Hanson, MA - Start Date 06/13/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-25
S63	Uniform Securities Agent State Law Examination	2025-03-22

S65 Uniform Investment Adviser Law Examination

2025-08-25
S63 Uniform Securities Agent State Law Examination

2025-03-22