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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-01
VA RA APPROVED 2025-07-01
  • NJ RA
    APPROVED
    Since 2025-07-01
  • VA RA
    APPROVED
    Since 2025-07-01

Branch Locations

Paramus Plaza Iv 12 N. State Rt. 17 Ste 204, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2024 07/2025
Cambridge Investment Research, Inc Fairfield IA 11/2024 Present
Globus Medical Roanoke VA 04/2024 Present
University Of Virginia Health System Charlottesville VA 04/2023 04/2024
Wegmans Food Markets Charlottesville VA 12/2022 04/2023
Virginia Commonwealth University Richmond VA 08/2019 12/2022
Albemarle High School Charlottesville VA 08/2015 06/2019
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2025 Present
  • 11/2024 → 07/2025
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 11/2024 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 04/2024 → Present
    Globus Medical
    Roanoke, VA
  • 04/2023 → 04/2024
    University Of Virginia Health System
    Charlottesville, VA
  • 12/2022 → 04/2023
    Wegmans Food Markets
    Charlottesville, VA
  • 08/2019 → 12/2022
    Virginia Commonwealth University
    Richmond, VA
  • 08/2015 → 06/2019
    Albemarle High School
    Charlottesville, VA
  • 07/2025 → Present
    Fairfield, IA
Other Businesses

1. GLOBUS MEDICAL, Roanoke VA 24018, United States, 11/25/2024, W2 Employee, Networking, NIR, 160 HR/MO - 120 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 07/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 3, SIGNATURE FINANCIAL GROUP, 3736 Crescent Ridge Dr SW, Roanoke VA 24018, United States, 06/2025, Investment Advisor, Securities Advisor, INV REL, 50 HR/MO – 50 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-20
  • S66 Uniform Combined State Law Examination
    2025-06-20

View on SEC IAPD

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