Brett Baxter

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 11/2024
  Americans For Prosperity
  Moline, IL
• 12/2023 → 07/2024
  Invio Automation
  Eldridge, IA
• 07/2023 → 11/2023
  Apple Inc
  Mountain View, CA
• 02/2022 → 07/2023
  Apple Inc
  Work From Home - Dewitt, IA
• 11/2021 → 02/2022
  Kwik Star
  Dewitt, IA
• 09/2021 → 11/2021
  Heritage Family Farms
  Arthur, IL
• 02/2021 → 07/2021
  Orkin Pest Control
  Davenport, IA
• 09/2020 → 12/2020
  University Of Iowa Department Of Education
  Iowa City, IA
• 05/2020 → 09/2020
  Springbrook Country Club
  Dewitt, IA
• 10/2019 → 05/2020
  Hyvee
  Iowa City, IA
• 09/2014 → 05/2018
  Highschool
  Dewitt, IA
• 08/2018 → 05/2023
  College
  Dewitt, IA
• 11/2024 → Present
  Principal Life Insurance Company
  Bettendorf, IA
• 11/2024 → Present
  Principal Securities, Inc.
  Bettendorf, IA
• 01/2026 → Present
  Baxter Investment Group
  Bettendorf, IA

Other Businesses

**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2025 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **SEXTER PROPERTIES LLC POSITION: Owner/ Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2024 ADDRESS: 725 E 14th St, Davenport IA 52803, United States DESCRIPTION: Income rental properties. I am a 50% owner in the LLC. **BAXTER INVESTMENT GROUP (DBA) POSITION: Financial Advisor NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2026 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Marketing purposes. **BAXTER INVESTMENT GROUP LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 5207 Competition Dr, Bettendorf IA 52722, United States DESCRIPTION: Formed partnership with my Dad, Scott Baxter.

Exams

• S66 Uniform Combined State Law Examination
  2025-07-15
• S63 Uniform Securities Agent State Law Examination
  2025-06-16

Other Names

• Brett S Baxter