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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
PA RA APPROVED 2014-02-12
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • PA RA
    APPROVED
    Since 2014-02-12

Branch Locations

1029 Washington Pike, Bridgeville, PA 15017 • United States

Canonsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisors Llc Monroeville PA 02/2014 Present
Fnb Monroeville PA 09/2006 Present
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2014 → Present
    Cetera Investment Advisors Llc
    Monroeville, PA
  • 09/2006 → Present
    Fnb
    Monroeville, PA
Previous Registrations
  • 2014-01-31 → 2014-02-12
    Monroeville, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Carnegie, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Monroeville, PA
    Verona, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Wellsburg, WV
    Mckees Rocks, PA
    Follansbee, WV
    Wintersville, OH
    Steubenville, OH
    Bridgeport, OH
    Shadyside, OH
    Pittsburgh, PA
    Bethel Park, PA
    Pittsburgh, PA
    Carnegie, PA
    Mcmurray, PA
    Pittsburgh, PA
Other Businesses

1.) RECEIVES COMPENSATION FOR REFERRALS TO FIRST NATIONAL BANK TRUST DEPARTMENT 2.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-27
S63 Uniform Securities Agent State Law Examination 2005-07-07
  • S66 Uniform Combined State Law Examination
    2014-01-27
  • S63 Uniform Securities Agent State Law Examination
    2005-07-07

View on SEC IAPD

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