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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-02 |
Branch Locations
One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 01/2025 | 01/2026 |
| Gibsons Bar & Steakhouse | Oak Brook | IL | 06/2024 | 11/2024 |
| Cerity Partners | Chicago | IL | 05/2023 | 08/2023 |
| Cerity Partners | Chicago | IL | 05/2022 | 08/2022 |
| 1-800-Got-Junk | La Grange | IL | 06/2021 | 08/2021 |
| Altamura Pizza | Hinsdale | IL | 12/2018 | 08/2020 |
| Indiana University | Bloomington | IN | 08/2023 | 05/2024 |
| Indiana University | Bloomington | IN | 08/2022 | 05/2023 |
| Indiana University | Bloomington | IN | 08/2021 | 05/2022 |
| Indiana University | Bloomington | IN | 08/2020 | 05/2021 |
| Hinsdale Central High School | Hinsdale | IL | 01/2015 | 12/2018 |
| Ubs Financial Services, Inc | Chicago | IL | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-05 |
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