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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2025 | Present |
| Kept Companies Inc. | Haledon | NJ | 10/2022 | Present |
| Skc & Company, Llc | Boonton | NJ | 01/2021 | 10/2022 |
| Murphy, Miller & Baglieri, Llp | Glen Rock | NJ | 05/2018 | 11/2020 |
| Berson And Corrado | Ramsey | NJ | 12/2015 | 06/2017 |
| Blue Water Divers | Saddle Brook | NJ | 12/2016 | 05/2018 |
| American Pool Management | New City | NY | 06/2015 | 09/2016 |
Michael Al-Moustafa, CPA It is not investment related 1 John Street, Apt 10 Haledon, NJ 07508 Accounting and Tax Services Owner/Founder No relationship with other business Currently 40 hours a month is devoted to the other business 10 hours a month is devoted during security hours My duties are performing tax and accounting services for my personal clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-16 |
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