Paul Kennedy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 02/2024
  Us Navy
  North Island, CA
• 12/2024 → 09/2025
  Avantax Investment Services Inc.
  Escondido, CA
• 12/2024 → 09/2025
  Avantax Advisory Services
  Escondido, CA
• 03/2024 → Present
  Student
  Escondido, CA
• 05/2025 → Present
  Forrest Investment Services
  Longmeadow, MA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Longmeadow, MA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2025-05-19 → 2025-09-05
  Avantax Advisory Services
  Escondido, CA
  Longmeadow, MA
  Dallas, TX

Other Businesses

1)FORREST INVESTMENT SERVICES POSITION: IAR/Agent NATURE: This is the entity through which I provide Avantax Wealth Management services. I provide advice, as well as investment guidance and products, to my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 11/13/2024 ADDRESS: 22 Brookwood Dr, Longmeadow MA 01106, United States DESCRIPTION: I provide investment advice as well as investment guidance on available products to my clients. I will also be soliciting new clients and opening new accounts for this entity. 2) FORREST INVESTMENT SERVICES POSITION: IAR/Agent NATURE: This is the entity through which I provide Avantax Wealth Management services. I provide advice, as well as investment guidance and products, to my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 05/19/2025 ADDRESS: 22 Brookwood Dr, Longmeadow MA 01106, United States DESCRIPTION: I provide investment advice as well as investment guidance on available products to my clients. I will also be soliciting new clients and opening new accounts for this entity.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-19

Other Names

• Paul Michael Kennedy