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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corktown Deli And Brews | Duluth | MN | 05/2018 | 08/2018 |
| Unemployed | Hermantown | MN | 01/2015 | 05/2018 |
| Unemployed | Boulder | CO | 09/2018 | 02/2019 |
| King Soopers | Boulder | CO | 02/2019 | 04/2019 |
| Corktown Deli And Brews | Duluth | MN | 05/2019 | 08/2019 |
| Unemployed | Boulder | CO | 09/2019 | 01/2022 |
| University Of Colorado | Boulder | CO | 01/2022 | 06/2022 |
| Spicer Jeffries | Denver | CO | 06/2022 | 12/2024 |
| Charles Schwab | Lone Tree | CO | 01/2025 | Present |
| Usa Hockey | Colorado Springs | CO | 10/2024 | Present |
1) USA Hockey|Investment Related: No|Sports/Physical Recreation|Referee|10/8/2024|Less than 20 hour/month - 0 during trading hours|I referee youth and adult hockey games.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-29 |
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