Brian J Juda

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2017-10-27
TX	RA	APPROVED_RES	2017-10-20

AZ RA
APPROVED

Since 2017-10-27
TX RA
APPROVED_RES

Since 2017-10-20

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets, Inc.	Scottsdale	AZ	05/2008	10/2017
Morgan Stanley Smith Barney	Scottsdale	AZ	06/2009	10/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	10/2017
Ameriprise Financial Services Inc	Scottsdale	AZ	10/2017	03/2020
Ameriprise Financial Service, Llc	Scottsdale	AZ	10/2017	Present

05/2008 → 10/2017

Citigroup Global Markets, Inc.

Scottsdale, AZ
06/2009 → 10/2017

Morgan Stanley Smith Barney

Scottsdale, AZ
01/2015 → 10/2017

Morgan Stanley Private Bank, National Association

New York, NY
10/2017 → 03/2020

Ameriprise Financial Services Inc

Scottsdale, AZ
10/2017 → Present

Ameriprise Financial Service, Llc

Scottsdale, AZ

Previous Registrations

2009-06-01 → 2017-10-24

Morgan Stanley

Scottsdale, AZ

Scottsdale, AZ
2008-06-11 → 2009-06-01

Citigroup Global Markets Inc.

Scottsdale, AZ
2006-05-22 → 2008-06-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Other Businesses

Business Ownership; Happy Jack's Hospitality LLC; Co-owner; real estate rentals; 9754 e south bend drive, , scottsdale, AZ, 85255; Not Investment-Related; 01/16/2018; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-19

S66 Uniform Combined State Law Examination

2006-05-19

View on SEC IAPD