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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-04-29 |
Branch Locations
431 West Eads Parkway, Lawrenceburg, IN 47025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank | Florence | KY | 08/2020 | 08/2021 |
| Starbucks | West Chester | OH | 10/2012 | 08/2020 |
| Fifth Third Bank, N.A. | Batesville | IN | 08/2021 | Present |
| Fifth Third Securities, Inc. | Batesville | IN | 11/2024 | Present |
Spark Delivery - 100 Sycamore Estate Dr, Aurora IN 47001 - Walmart delivery service - driver - 20 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------- Beef sales - Aurora IN 47001 - cattle farm - owner - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm ----------------------------------------------------------------------------------- egg sales - Aurora IN 47001 - family farm - owner - 2 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-10 |
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