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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
CT RA APPROVED 2025-10-10
  • TX RA
    APPROVED
    Since 2025-11-03
  • CT RA
    APPROVED
    Since 2025-10-10

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mystic CT 11/2024 Present
Bitsight Boston MA 06/2024 10/2024
Sacred Heart University Fairfield CT 08/2020 04/2021
University Of Connecticut Storrs CT 08/2021 05/2024
Lyme Old Lyme High School Old Lyme CT 08/2016 06/2020
Bitsight Boston MA 06/2023 08/2023
Bills Seafood Westbrook CT 05/2020 08/2022
Holland Farm Stand Old Lyme CT 06/2018 08/2018
Break Lyme CT 08/2023 06/2024
Break Lyme CT 08/2022 06/2023
Break Lyme CT 08/2021 05/2022
Unemployed Lyme CT 01/2015 06/2018
Break Lyme CT 08/2018 08/2019
Break Lyme CT 08/2019 05/2020
  • 11/2024 → Present
    Mystic, CT
  • 06/2024 → 10/2024
    Bitsight
    Boston, MA
  • 08/2020 → 04/2021
    Sacred Heart University
    Fairfield, CT
  • 08/2021 → 05/2024
    University Of Connecticut
    Storrs, CT
  • 08/2016 → 06/2020
    Lyme Old Lyme High School
    Old Lyme, CT
  • 06/2023 → 08/2023
    Bitsight
    Boston, MA
  • 05/2020 → 08/2022
    Bills Seafood
    Westbrook, CT
  • 06/2018 → 08/2018
    Holland Farm Stand
    Old Lyme, CT
  • 08/2023 → 06/2024
    Break
    Lyme, CT
  • 08/2022 → 06/2023
    Break
    Lyme, CT
  • 08/2021 → 05/2022
    Break
    Lyme, CT
  • 01/2015 → 06/2018
    Unemployed
    Lyme, CT
  • 08/2018 → 08/2019
    Break
    Lyme, CT
  • 08/2019 → 05/2020
    Break
    Lyme, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
  • S66 Uniform Combined State Law Examination
    2025-10-10

View on SEC IAPD

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