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Chase Ethan Grossman

The Caprock Group, LLC

Boise, ID

San Jose, CA

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Current Employers
The Caprock Group, Llc

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-11
  • CA RA
    APPROVED
    Since 2024-12-11

Branch Locations

800 West Main Street Suite 1150, Boise, ID 83702 • United States

1100 Lincoln Avenue Suite 353, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crystal Springs Uplands School Hillsborough CA 08/2013 06/2017
University Of Puget Sound Tacoma WA 08/2017 05/2020
Unemployed Boise ID 05/2022 08/2022
Limelight Hotel Ketchum ID 08/2020 07/2021
University Of Puget Sounda Tacoma WA 08/2021 05/2022
Unemployed Ketchum ID 05/2020 08/2020
Caprock Boise ID 09/2022 06/2024
Caprock San Jose CA 06/2024 Present
  • 08/2013 → 06/2017
    Crystal Springs Uplands School
    Hillsborough, CA
  • 08/2017 → 05/2020
    University Of Puget Sound
    Tacoma, WA
  • 05/2022 → 08/2022
    Unemployed
    Boise, ID
  • 08/2020 → 07/2021
    Limelight Hotel
    Ketchum, ID
  • 08/2021 → 05/2022
    University Of Puget Sounda
    Tacoma, WA
  • 05/2020 → 08/2020
    Unemployed
    Ketchum, ID
  • 09/2022 → 06/2024
    Caprock
    Boise, ID
  • 06/2024 → Present
    Caprock
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-11
  • S65 Uniform Investment Adviser Law Examination
    2024-12-11

View on SEC IAPD

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