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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-07-06
  • AL RA
    APPROVED
    Since 2026-07-06

Branch Locations

Tuscaloosa, AL • United States

1657 Mcfarland Blvd N Suite G3-C, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Tuscaloosa AL 10/2024 Present
Mml Investors Services, Llc Tuscaloosa AL 05/2025 Present
The Ice Cream Distillery Tullahoma TN 03/2018 08/2021
Yellow Tulip Design Tullahoma TN 05/2021 08/2021
Uperk Tuscaloosa AL 01/2022 05/2022
Tuscaloosa Va Federal Credit Union Tuscaloosa AL 05/2023 10/2024
Tullahoma High School Tullahoma TN 08/2016 05/2020
University Of Alabama Tuscaloosa AL 08/2020 08/2024
  • 10/2024 → Present
    Massmutual Life Insurance Co
    Tuscaloosa, AL
  • 05/2025 → Present
    Tuscaloosa, AL
  • 03/2018 → 08/2021
    The Ice Cream Distillery
    Tullahoma, TN
  • 05/2021 → 08/2021
    Yellow Tulip Design
    Tullahoma, TN
  • 01/2022 → 05/2022
    Uperk
    Tuscaloosa, AL
  • 05/2023 → 10/2024
    Tuscaloosa Va Federal Credit Union
    Tuscaloosa, AL
  • 08/2016 → 05/2020
    Tullahoma High School
    Tullahoma, TN
  • 08/2020 → 08/2024
    University Of Alabama
    Tuscaloosa, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-12
S63 Uniform Securities Agent State Law Examination 2026-03-27
  • S65 Uniform Investment Adviser Law Examination
    2026-06-12
  • S63 Uniform Securities Agent State Law Examination
    2026-03-27
Other Names
  • Kennedy Lauren Butcher

View on SEC IAPD

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