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Matthew Richard Day

Rbc Capital Markets, LLC

Norwalk, CT

Stamford, CT

CRD 8011989

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2026-06-25
TX RA APPROVED 2025-06-16
CT RA APPROVED 2025-06-11
  • VI RA
    APPROVED
    Since 2026-06-25
  • TX RA
    APPROVED
    Since 2025-06-16
  • CT RA
    APPROVED
    Since 2025-06-11

Branch Locations

Norwalk, CT • United States

1 Landmark Square 12Th Floor, Stamford, CT 06901-2502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Stamford CT 11/2024 Present
Icapital Stamford CT 05/2024 10/2024
Mirador, Inc. Stamford CT 06/2023 05/2024
Northern Trust Wealth Management Greenwich CT 11/2021 06/2023
Sacred Heart University Fairfield CT 09/2016 05/2020
Stop And Shop Westborough MA 05/2016 09/2016
Charter Oak Financial (Massmutal) Norwalk CT 10/2020 10/2021
Unemployed Hopkinton MA 05/2020 10/2020
  • 11/2024 → Present
    Rbc Capital Markets, Llc
    Stamford, CT
  • 05/2024 → 10/2024
    Icapital
    Stamford, CT
  • 06/2023 → 05/2024
    Mirador, Inc.
    Stamford, CT
  • 11/2021 → 06/2023
    Northern Trust Wealth Management
    Greenwich, CT
  • 09/2016 → 05/2020
    Sacred Heart University
    Fairfield, CT
  • 05/2016 → 09/2016
    Stop And Shop
    Westborough, MA
  • 10/2020 → 10/2021
    Charter Oak Financial (Massmutal)
    Norwalk, CT
  • 05/2020 → 10/2020
    Unemployed
    Hopkinton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-11
  • S66 Uniform Combined State Law Examination
    2025-06-11

View on SEC IAPD

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