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Marianne Mittelstadt

Cambridge Investment Research Advisors, Inc.

Cascade, CO

San Diego, CA

CRD 8011653

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-22
CA RA APPROVED 2025-03-27
CO RA APPROVED 2025-03-27
  • TX RA
    APPROVED
    Since 2026-04-22
  • CA RA
    APPROVED
    Since 2025-03-27
  • CO RA
    APPROVED
    Since 2025-03-27

Branch Locations

Cascade, CO • United States

8880 Rio San Diego Drive 8Th Floor, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2025 Present
Analytic Illustrators Cascade CO 08/2023 11/2024
Ent Credit Union Colorado Springs CO 09/2021 04/2023
Wells Fargo Colorado Springs CO 02/2005 08/2021
Unemployed Cascade CO 05/2023 08/2023
H&R Block Woodland Park CO 12/2023 04/2024
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2025 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 08/2023 → 11/2024
    Analytic Illustrators
    Cascade, CO
  • 09/2021 → 04/2023
    Ent Credit Union
    Colorado Springs, CO
  • 02/2005 → 08/2021
    Wells Fargo
    Colorado Springs, CO
  • 05/2023 → 08/2023
    Unemployed
    Cascade, CO
  • 12/2023 → 04/2024
    H&R Block
    Woodland Park, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-30
  • S65 Uniform Investment Adviser Law Examination
    2024-05-30

View on SEC IAPD

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