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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-13 |
| CT | RA | APPROVED | 2019-02-20 |
Branch Locations
450 Post Road E, Westport, CT 06880 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Stamford | CT | 08/2009 | 02/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2019 |
| Wells Fargo Clearing Services Llc | Westport | CT | 02/2019 | Present |
331 LLC, INV RELATED, EAST HAMPTON, NY, 25% OWNERSHIP, START 4/10/2019, ZERO HOURS PE R MONTH, ZERO DURING TRADING, HOLDS SUMMER HOME. 164 LLC, INVT RELATED, STAMFORD, CT, 25% OWNERSHIP, START DATE 3/20/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES JUST OWNERSHIP. 170, LLC, INVT RELATED, STAMFORD, CT, 25% OWNERSHIP, START DATE 3/20/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES, JUST OWNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-01 |
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