Vincent Michael Farasciano

Employer firm

Innovative Wealth Management CRD 308965

$7.55M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 04/2020
  Bankers Life
  Milford, CT
• 05/2016 → 04/2020
  Bankers Life Securities, Inc.
  Milford, CT
• 08/2003 → 01/2018
  Bankers Life
  Milford, CT
• 04/2020 → Present
  Iwm Advisory, Llc
  Trumbull, CT

Previous Registrations

• 2016-07-01 → 2020-04-15
  Bankers Life Advisory Services, Inc.
  Milford, CT
  Chicago, IL
• 2010-06-02 → 2016-05-27
  Concourse Financial Group Securities, Inc.
  Milford, CT
  Milford, CT
  Birmingham, AL
  Birmingham, AL
• 2005-06-01 → 2010-05-14
  Uvest Financial Services Group, Inc.
  Chicago, IL
  Milford, CT
  Milford, CT
  Milford, CT
• 2004-06-17 → 2005-05-18
  Wells Fargo Clearing Services, Llc
  Hamden, CT
• 2001-05-11 → 2002-09-16
  Msi Financial Services, Inc.
  Trumbull, CT

Other Businesses

1) DBA BANKERS RETIREMENT SOLUTIONS I am a licensed Insurance Agent who gets compensated when a consumer purchased an insurance policy from me 2) Owner; America's Mutual; Investment Related: No; Location: 608 Ferry Blvd Stratford, CT 06615; Description of the business: Americas's Mutual offers Life and Health Insurance.; Responsibilities Duties: Managing the day to day sales and marketing of the firm; Start date with business: 01/01/2021; Hours devoted to business during trading hours: 15; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 50. 3) LegacyRx LLC; Owner; Not Investment Related; 35 Nutmeg Dr. Suite M275 Trumbull CT 06611; Description of the business: LegacyRx, LLC is a direct to consumer DIY Estate Document creation platform; Responsibilities Duties: Manage the day to day operations; Start date with business: 2025-03-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 1; Website address for the organization: www.legacyrx.com.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-24
• S63 Uniform Securities Agent State Law Examination
  1999-01-22