Diana Marie Halenz

Employer firm

Ga Pincus Funds, LLC CRD 281844

$62.1M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Ga Pincus Funds, Llc

Brentwood, TN • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-03-31

TN RA
APPROVED

Since 2025-03-31

Branch Locations

Brentwood, TN • United States

Tailwind Financial Llc

Newington, CT • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-19

CT RA
APPROVED

Since 2025-03-19

Branch Locations

Newington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diana M Halenz Cpa Llc	Key Largo	FL	11/2014	Present
Tailwind Financial Llc	Newington	CT	09/2024	Present
Tailwind Cpa	Newington	CT	09/2024	Present

11/2014 → Present

Diana M Halenz Cpa Llc

Key Largo, FL
09/2024 → Present

Tailwind Financial Llc

Newington, CT
09/2024 → Present

Tailwind Cpa

Newington, CT

Other Businesses

11/2014 - Present. Diana M Halenz CPA LLC. Owner/CPA. Accounting and Tax Planning. Non-investment related. 40 hours per week. 09/2024 - Present. Tailwind CPA LLC. Owner/CPA. Accounting and Tax Planning. Non-investment related. 40 hours per week.