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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-19 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc | Weehawken | NJ | 12/2024 | Present |
| Fmc Corporation | Philadelphia | PA | 06/2024 | 08/2024 |
| Chubb Corporation | Philadelphia | PA | 04/2023 | 09/2023 |
| Comcast Corporation | Philadelphia | PA | 04/2022 | 09/2022 |
| Drexel University & Naiop | Philadelphia | PA | 03/2021 | 09/2021 |
| Chic Fil A | Bartonsville | PA | 05/2019 | 08/2020 |
| Camelback Mountain Ski Resort | Tannersville | PA | 11/2017 | 04/2018 |
| Stroudsburg High School | Stroudsburg | PA | 08/2016 | 06/2019 |
| Unemployed | Philadelphia | PA | 09/2020 | 02/2021 |
| Unemployed | Philadelphia | PA | 10/2021 | 03/2022 |
| Unemployed | Philadlephia | PA | 10/2022 | 03/2023 |
| Unemployed | Philadelphia | PA | 10/2023 | 06/2024 |
| Unemployed | East Stroudsburg | PA | 09/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-16 |
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