Craig Pierce

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 01/2026
  First Trust Portfolios L.P.
  Lisle, IL
• 02/2026 → Present
  Ses Llc
  Los Angeles, CA
• 02/2026 → Present
  Seia Llc
  Los Angeles, CA

Previous Registrations

• 2010-07-08 → 2026-02-02
  First Trust Advisors Lp
  Wheaton, IL
  Redondo Beach, CA
  San Juan Capistrano, CA

Other Businesses

SEIA LLC POSITION: Business Development Officer, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 02/02/2026 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-01
• S63 Uniform Securities Agent State Law Examination
  2005-08-05

Other Names

• Craig Sarsfield Pierce