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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
MI RA APPROVED 2025-02-19
  • TX RA
    APPROVED
    Since 2025-07-01
  • MI RA
    APPROVED
    Since 2025-02-19

Branch Locations

20750 Civic Center Drive Suite 590, Southfield, MI 48076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Title Connect, Llc Farmington Hills MI 04/2018 03/2025
Ask Services Royal Oak MI 02/2018 04/2018
Liberty Title Birmingham MI 10/2014 02/2018
Shrine Catholic High School Royal Oak MI 03/2024 Present
Cetera Wealth Services, Llc El Segundo CA 11/2024 Present
Wealth Strategies Financial Group Southfield MI 11/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 04/2018 → 03/2025
    Title Connect, Llc
    Farmington Hills, MI
  • 02/2018 → 04/2018
    Ask Services
    Royal Oak, MI
  • 10/2014 → 02/2018
    Liberty Title
    Birmingham, MI
  • 03/2024 → Present
    Shrine Catholic High School
    Royal Oak, MI
  • 11/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2024 → Present
    Wealth Strategies Financial Group
    Southfield, MI
  • 02/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHRINE CATHOLIC HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: ROYAL OAK, MI; NATURE OF BUSINESS: EDUCATIONAL INSTITUTION / SOFTBALL; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: VARSITY SOFTBALL COACH; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: COACH THE VARSITY SOFTBALL TEAM FROM MARCH-JUNE; 2. NAME OF OTHER BUSINESS: WEALTH STRATEGIES FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNER FOR CLIENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-15
  • S66 Uniform Combined State Law Examination
    2025-02-15
Other Names
  • Amy Gleason

View on SEC IAPD

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