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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-01 |
| MI | RA | APPROVED | 2025-02-19 |
Branch Locations
20750 Civic Center Drive Suite 590, Southfield, MI 48076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Title Connect, Llc | Farmington Hills | MI | 04/2018 | 03/2025 |
| Ask Services | Royal Oak | MI | 02/2018 | 04/2018 |
| Liberty Title | Birmingham | MI | 10/2014 | 02/2018 |
| Shrine Catholic High School | Royal Oak | MI | 03/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2024 | Present |
| Wealth Strategies Financial Group | Southfield | MI | 11/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
1. NAME OF OTHER BUSINESS: SHRINE CATHOLIC HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: ROYAL OAK, MI; NATURE OF BUSINESS: EDUCATIONAL INSTITUTION / SOFTBALL; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: VARSITY SOFTBALL COACH; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: COACH THE VARSITY SOFTBALL TEAM FROM MARCH-JUNE; 2. NAME OF OTHER BUSINESS: WEALTH STRATEGIES FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNER FOR CLIENTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-15 |
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