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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-23 |
| CA | RA | APPROVED | 2026-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Brea | CA | 11/2025 | Present |
| In Home Supportive Services | Sacramento | CA | 02/2022 | Present |
| Korean Air | Los Angeles | CA | 10/2019 | 08/2020 |
| N/A | La Palma | CA | 06/2019 | 09/2019 |
| University Of Hawaii At Manoa | Honolulu | HI | 09/2017 | 05/2019 |
| Fullerton College | Fullerton | CA | 05/2015 | 08/2017 |
| Acuity Eye Group | Garden Grove | CA | 07/2021 | 10/2023 |
| N/A | La Palma | CA | 09/2020 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-18 |
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