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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-11 |
| NY | RA | APPROVED | 2025-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 01/2025 | Present |
| Nasdaq, Inc. | New York | NY | 01/2024 | 11/2024 |
| Nasdaq, Inc. | Chicago | IL | 09/2022 | 12/2023 |
| Paragon Marketing Group | Chicago | IL | 03/2022 | 09/2022 |
| Paragon Marketing Group | Chicago | IL | 07/2021 | 03/2022 |
| Full Time Education - University Of Wisconsin Madison | Madison | WI | 09/2017 | 05/2021 |
| Full Time Education - Ethical Culture Fieldston School | Bronx | NY | 01/2015 | 06/2017 |
| New York Mets | Flushing | NY | 06/2019 | 08/2019 |
| Leon Zoland & Son | New York | NY | 06/2018 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-07 |
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