Aurelio Ascenzo Del Rio

J.P. Morgan Securities LLC

CRD 8008046

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-12-11
TX	RA	APPROVED	2024-12-10

FL RA
APPROVED

Since 2024-12-11
TX RA
APPROVED

Since 2024-12-10

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Lima		11/2022	10/2024
J.P. Morgan Securities Llc	Miami	FL	11/2024	Present
Jpmorgan Chase Bank, N.A.	Miami	FL	11/2024	Present
Prima Afp	Lima		03/2022	11/2022
Endustria Sac	Lima		07/2021	02/2022
Universidad De Lima	Lima		04/2019	12/2023
Unemployed	Lima		11/2014	03/2019

11/2022 → 10/2024

Jpmorgan Chase Bank, N.A.

Lima
11/2024 → Present

J.P. Morgan Securities Llc

Miami, FL
11/2024 → Present

Jpmorgan Chase Bank, N.A.

Miami, FL
03/2022 → 11/2022

Prima Afp

Lima
07/2021 → 02/2022

Endustria Sac

Lima
04/2019 → 12/2023

Universidad De Lima

Lima
11/2014 → 03/2019

Unemployed

Lima

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-06

S66 Uniform Combined State Law Examination

2024-06-06

View on SEC IAPD

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