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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | New York | NY | 05/2024 | Present |
| Ubs Switzerland Ag | Zurich | 12/2023 | 04/2024 | |
| Credit Suisse Trust Ag | Oerlikon | 02/2023 | 12/2023 | |
| Allegis Group Ag | Oerlikon | 08/2022 | 01/2023 | |
| Ubs Switzerland Ag | Opfikon | 05/2020 | 12/2021 | |
| Extended Travel | Other | 01/2022 | 07/2022 | |
| Ubs Switzerland Ag | Opfikon | 06/2016 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-14 |
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