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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-04-16 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Holman Frenia Allison Cpas | Lakewood | NJ | 05/2023 | 08/2023 |
| Hermes Of Paris | Dayton | NJ | 06/2022 | 08/2022 |
| Ct Soccer Network | Monroe | CT | 09/2023 | 05/2024 |
| Sacred Heart University | Fairfield | CT | 08/2020 | 09/2024 |
| Marlboro High School | Marlboro | NJ | 09/2016 | 07/2020 |
| Ubs Financial Services Inc. | Weehawken | NJ | 12/2024 | Present |
| Unemployed | Marlboro | NJ | 10/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-11 |
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