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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-08
  • FL RA
    APPROVED
    Since 2025-01-08

Branch Locations

Miami, FL • United States

100 South East Second Street Suite 2340, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Coral Gables FL 11/2024 Present
Ubs Switzerland Ag Zurich/Geneva 01/2022 11/2024
Ubs Switzerland Ag Zurich 08/2018 12/2021
Ubs Switzerland Ag Zurich 04/2020 12/2021
Ubs Switzerland Ag Zurich 08/2016 07/2018
Ubs Ag London 04/2018 06/2018
  • 11/2024 → Present
    Coral Gables, FL
  • 01/2022 → 11/2024
    Ubs Switzerland Ag
    Zurich/Geneva
  • 08/2018 → 12/2021
    Ubs Switzerland Ag
    Zurich
  • 04/2020 → 12/2021
    Ubs Switzerland Ag
    Zurich
  • 08/2016 → 07/2018
    Ubs Switzerland Ag
    Zurich
  • 04/2018 → 06/2018
    Ubs Ag
    London
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-07
  • S66 Uniform Combined State Law Examination
    2025-01-07

View on SEC IAPD

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