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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-24 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ucsb | Santa Barbara | CA | 08/2015 | 06/2019 |
| Kmart | Goleta | CA | 06/2016 | 07/2017 |
| Unemployed | Simi Valley | CA | 10/2019 | 10/2019 |
| Bank Of America | Goleta | CA | 08/2017 | 09/2019 |
| Centene | Woodland Hills | CA | 11/2019 | 02/2022 |
| Unemployed | Simi Valley | CA | 03/2022 | 12/2023 |
| Globe Life American Income Division | Los Angeles | CA | 01/2024 | 11/2024 |
| Unemployed | Simi Valley | CA | 12/2024 | 12/2024 |
| Nylife Securities Llc | New Yotk | NY | 11/2024 | 12/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2024 | 01/2026 |
| Northwestern Mutual Investment Services Llc | Woodland Hls | CA | 12/2024 | 01/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2025 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-18 |
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