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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-03-20
  • WI RA
    APPROVED
    Since 2025-03-20

Branch Locations

Oshkosh, WI • United States

4321 North Ballard Road, Ste A1-Glag, Appleton, WI 54919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 12/2024 Present
Bay-Lakes Council, Scouting America Appleton WI 10/2017 01/2024
Green Bay Sportservice Green Bay WI 01/2017 12/2017
Best Buy Oshkosh WI 03/2016 01/2017
N/A Oshkosh WI 06/2015 12/2016
N/A Oshkosh WI 02/2024 12/2024
Thrivent Financial Appleton WI 02/2025 05/2025
Thrivent Financial Appleton WI 05/2025 Present
  • 12/2024 → Present
    Appleton, WI
  • 10/2017 → 01/2024
    Bay-Lakes Council, Scouting America
    Appleton, WI
  • 01/2017 → 12/2017
    Green Bay Sportservice
    Green Bay, WI
  • 03/2016 → 01/2017
    Best Buy
    Oshkosh, WI
  • 06/2015 → 12/2016
    N/A
    Oshkosh, WI
  • 02/2024 → 12/2024
    N/A
    Oshkosh, WI
  • 02/2025 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

ROTARY CLUB OF OSHKOSH POSITION: Board Member NATURE: Non-Profit Service Club in service of the Oshkosh Community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: PO Box 785, Oshkosh WI 54903-0785, United States DESCRIPTION: Support the club's mission, vision, values, and set goals for future direction for the Rotary Club of Oshkosh. Participate in monthly board meetings, and support recruitment, member development, training, and engagement in club meetings and projects throughout the 2-year term.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-19
  • S66 Uniform Combined State Law Examination
    2025-03-19

View on SEC IAPD

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