Michael Joseph Claus

LPl Financial LLC

CRD 8006312

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-09-22

MI RA
APPROVED

Since 2025-09-22

Branch Locations

225 Briarwood Circle, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuso Financial Services, Lp	San Diego	CA	11/2024	Present
Dfcu Financial	Ann Arbor	MI	11/2024	Present
Saline District Library	Saline	MI	05/2021	05/2024
Eastern Michigan University	Ypsilanti	MI	08/2021	01/2022
Adrian College	Adrian	MI	08/2005	02/2021
Homemaker	Ann Arbor	MI	05/2024	11/2024
Lpl Financial Llc	Ann Arbor	MI	05/2025	Present

11/2024 → Present

Cuso Financial Services, Lp

San Diego, CA
11/2024 → Present

Dfcu Financial

Ann Arbor, MI
05/2021 → 05/2024

Saline District Library

Saline, MI
08/2021 → 01/2022

Eastern Michigan University

Ypsilanti, MI
08/2005 → 02/2021

Adrian College

Adrian, MI
05/2024 → 11/2024

Homemaker

Ann Arbor, MI
05/2025 → Present

Lpl Financial Llc

Ann Arbor, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-19

S66 Uniform Combined State Law Examination

2025-09-19

View on SEC IAPD

More in Ann Arbor, MI

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