Best Investors Account Sign in

Thomas Santangelo

Hsbc Securities (Usa) Inc.

New York, NY

CRD 8006250

Claim This Profile
Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-16
  • NY RA
    APPROVED
    Since 2025-06-16

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc New York NY 01/2025 Present
Hsbc Bank Usa, N.A. New York NY 11/2024 Present
New Paltz University New York NY 09/2015 07/2019
Hsbc Bank Usa, N.A. New York NY 11/2022 11/2024
Hsbc Bank Usa, N.A. New York NY 07/2019 11/2022
  • 01/2025 → Present
    Hsbc Securities (Usa) Inc
    New York, NY
  • 11/2024 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
  • 09/2015 → 07/2019
    New Paltz University
    New York, NY
  • 11/2022 → 11/2024
    Hsbc Bank Usa, N.A.
    New York, NY
  • 07/2019 → 11/2022
    Hsbc Bank Usa, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-14
  • S66 Uniform Combined State Law Examination
    2025-06-14

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor