Steven Arthur Battaglino

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-09-05
NJ	RA	APPROVED	2006-05-01

TX RA
APPROVED_RES

Since 2019-09-05
NJ RA
APPROVED

Since 2006-05-01

Branch Locations

Wood Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	03/2006	06/2020
Equitable Advisors, Llc	New York	NY	03/2006	Present

03/2006 → 06/2020

Axa Advisors, Llc

New York, NY
03/2006 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2006-02-23 → 2006-04-12

Ameriprise Financial Services, Llc

Saddle Brook, NJ

Paramus, NJ

Other Businesses

2/7/25 to Present, P&C Insurance: Sales - Bogle Agency Insurance, 200 Stuyvesant Avenue Lyndhurst, NJ 07071, 20 hours per month; 5/15/24- present, Sole Proprietor, Certified NRA Pistol Instructor, 16hrs/month $0 comp, 07/01/2025 to present, Member of LLC, FBS LLC 537 North Avenue Plainfield, NJ 07060, 2 hrs/month, $0 comp

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-21

S66 Uniform Combined State Law Examination

2006-02-21

Other Names

Steve Battaglino

View on SEC IAPD