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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-16
  • AZ RA
    APPROVED
    Since 2025-09-16

Branch Locations

Mesa, AZ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Financial Services, Inc Greenwood Village CO 12/2024 Present
Trajan Wealth Scottsdale AZ 03/2022 11/2023
Unemployed Mesa AZ 11/2023 12/2024
Unemployed Scottsdale AZ 11/2021 03/2022
Loandepot Chandler AZ 03/2020 11/2021
Dohnal Marketing Phoenix AZ 02/2020 03/2020
American Income Life Insurance Phoenix AZ 07/2019 03/2020
Heartland Financial Group Chandler AZ 02/2018 07/2019
Unemployed Mesa AZ 09/2017 02/2018
Heartland Dental Mesa AZ 05/2016 09/2017
Empower Advisory Group Llc Greenwood Village CO 08/2025 Present
  • 12/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2022 → 11/2023
    Trajan Wealth
    Scottsdale, AZ
  • 11/2023 → 12/2024
    Unemployed
    Mesa, AZ
  • 11/2021 → 03/2022
    Unemployed
    Scottsdale, AZ
  • 03/2020 → 11/2021
    Loandepot
    Chandler, AZ
  • 02/2020 → 03/2020
    Dohnal Marketing
    Phoenix, AZ
  • 07/2019 → 03/2020
    American Income Life Insurance
    Phoenix, AZ
  • 02/2018 → 07/2019
    Heartland Financial Group
    Chandler, AZ
  • 09/2017 → 02/2018
    Unemployed
    Mesa, AZ
  • 05/2016 → 09/2017
    Heartland Dental
    Mesa, AZ
  • 08/2025 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-27
S63 Uniform Securities Agent State Law Examination 2024-12-21
  • S66 Uniform Combined State Law Examination
    2025-08-27
  • S63 Uniform Securities Agent State Law Examination
    2024-12-21

View on SEC IAPD

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