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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-23
  • PA RA
    APPROVED
    Since 2025-04-23

Branch Locations

2080 Mackenzie Way Suite 100, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Park Campground Somerset PA 05/2017 08/2020
Somerset Area School District Somerset PA 05/2018 08/2020
Seven Springs Mountain Resort Inc. Seven Springs PA 12/2020 01/2021
Mvb Bank Fairmont WV 05/2022 08/2022
Aldi Usa Saxonburg PA 05/2023 08/2023
Aldi Usa Saxonburg PA 08/2023 05/2024
Aldi Usa Saxonburg PA 05/2024 08/2024
Full Time Education Morgantown WV 08/2020 12/2020
Full Time Education Morgantown WV 08/2022 05/2023
Unemployed Friedens PA 09/2024 12/2024
Charles Schwab & Co., Inc. Cranberry Township PA 01/2025 Present
Full Time Education Somerset PA 04/2016 05/2020
Full Time Education Morgantown WV 01/2021 05/2022
Charles Schwab Bank, Ssb Cranberry Township PA 04/2026 Present
  • 05/2017 → 08/2020
    Pioneer Park Campground
    Somerset, PA
  • 05/2018 → 08/2020
    Somerset Area School District
    Somerset, PA
  • 12/2020 → 01/2021
    Seven Springs Mountain Resort Inc.
    Seven Springs, PA
  • 05/2022 → 08/2022
    Mvb Bank
    Fairmont, WV
  • 05/2023 → 08/2023
    Aldi Usa
    Saxonburg, PA
  • 08/2023 → 05/2024
    Aldi Usa
    Saxonburg, PA
  • 05/2024 → 08/2024
    Aldi Usa
    Saxonburg, PA
  • 08/2020 → 12/2020
    Full Time Education
    Morgantown, WV
  • 08/2022 → 05/2023
    Full Time Education
    Morgantown, WV
  • 09/2024 → 12/2024
    Unemployed
    Friedens, PA
  • 01/2025 → Present
    Cranberry Township, PA
  • 04/2016 → 05/2020
    Full Time Education
    Somerset, PA
  • 01/2021 → 05/2022
    Full Time Education
    Morgantown, WV
  • 04/2026 → Present
    Charles Schwab Bank, Ssb
    Cranberry Township, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-23
  • S66 Uniform Combined State Law Examination
    2025-04-23

View on SEC IAPD

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