Denise Nicole Rowe

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 02/2019
  Bath & Body Works
  Reynoldburg, OH
• 01/2010 → 05/2019
  Ceridian Inc
  Minneapolis, MN
• 05/2019 → 12/2020
  Principal Securities Inc
  Raleigh, NC
• 12/2020 → 01/2023
  Lincoln Financial Securities Corporation
  Apex, NC
• 01/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2023 → Present
  Ensemble Financial Strategies
  Charlotte, NC

Previous Registrations

• 2020-12-23 → 2023-01-04
  Osaic Fs, Inc.
  Charlotte, NC
  Apex, NC
  Apex, NC
  Charlotte, NC
  Wendell, NC
  Radnor, PA

Other Businesses

1) CERIDIAN, INC., 3311 E OLD SHAKOPEE RD, MINNEAPOLIS, MN, 01/2010, W2 EMPLOYEE, TECHNOLOGY SERVICES, NIR, 120 HR/MO, 60 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) ENSEMBLE FINANCIAL STRATEGIES, 415 S. Sharon Amity Road, Suite B, Charlotte NC 28211, United States, 01/01/2022, Agent, DBA Name, INV REL, 160 HR/MO - 130 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2019-03-05

Other Names

• Denise Nicole Cochran