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David Lorenzo Arocha

Wells Fargo Clearing Services, LLC

El Paso, TX

San Angelo, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-17
  • TX RA
    APPROVED
    Since 2025-02-17

Branch Locations

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

1900 N Bryant Blvd, San Angelo, TX 76903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Angelo TX 10/2024 Present
Wells Fargo Bank, Na San Angelo TX 10/2024 Present
1St Community Federal Credit Union San Angelo TX 04/2023 10/2024
Whataburger San Angelo TX 10/2018 12/2022
Sonic San Angelo TX 06/2018 10/2018
Bonsai Garden San Angelo TX 02/2018 04/2018
Central High School San Angelo TX 08/2014 02/2018
Unemployed San Angelo TX 12/2022 04/2023
  • 10/2024 → Present
    Wells Fargo Clearing Services, Llc
    San Angelo, TX
  • 10/2024 → Present
    Wells Fargo Bank, Na
    San Angelo, TX
  • 04/2023 → 10/2024
    1St Community Federal Credit Union
    San Angelo, TX
  • 10/2018 → 12/2022
    Whataburger
    San Angelo, TX
  • 06/2018 → 10/2018
    Sonic
    San Angelo, TX
  • 02/2018 → 04/2018
    Bonsai Garden
    San Angelo, TX
  • 08/2014 → 02/2018
    Central High School
    San Angelo, TX
  • 12/2022 → 04/2023
    Unemployed
    San Angelo, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-15
S63 Uniform Securities Agent State Law Examination 2025-01-22
  • S65 Uniform Investment Adviser Law Examination
    2025-02-15
  • S63 Uniform Securities Agent State Law Examination
    2025-01-22
Other Names
  • David Lorenzo Arocha

View on SEC IAPD

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INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

More in El Paso, TX

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