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100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-06-22 |
Branch Locations
1127 N. Main Street , Bluffton, IN 46714 • United States
100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leo Junior/Senior High School | Leo | IN | 08/2016 | 05/2020 |
| Arby's | Fort Wayne | IN | 06/2017 | 06/2019 |
| Home Guard Industries, Inc | Grabill | IN | 06/2019 | 08/2019 |
| L3Harris Technologies | Fort Wayne | IN | 09/2019 | 12/2019 |
| Buffalo Wild Wings | Auburn | IN | 09/2019 | 01/2020 |
| N/A | Leo | IN | 05/2020 | 08/2020 |
| Purdue University Fort Wayne | Fort Wayne | IN | 08/2020 | 05/2024 |
| Northeast Indiana Regional Partnership | Fort Wayne | IN | 08/2022 | 08/2023 |
| Community State Bank | Auburn | IN | 08/2023 | 05/2024 |
| Community State Bank | Auburn | IN | 05/2024 | 10/2024 |
| Cx Institutional, Llc | Auburn | IN | 10/2024 | 04/2026 |
| Oneascent Financial Solutions, Llc | Birmingham | AL | 04/2026 | Present |
Name of other business: Purdue University Fort Wayne Is business Investment related: No Address of other business: 2101 E Coliseum Blvd, Fort Wayne, IN 46805 Nature of other business: Research Your position: Researcher Title and relationship with other business: Researcher Start date of relationship: January of 2022 (Put on pause in May of 2024 and continued as of May of 2025) Approx. # of hours /month devote to other business: 15-20 Number of hours devoted to other business during securities trading hours: 0 Briefly describe duties: Acting as one of the researchers for an academic research project dealing with the economics of satellite shielding. I will primarily be involved with the literature review, designing the theoretical framework, and revising drafts of the paper. The desired end result is to get the paper published in an academic journal.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-20 |
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