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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-11 |
| NC | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 11/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2025 | Present |
| Knights Of Columbus | Township Of Washington | NJ | 09/2017 | 04/2019 |
| Teels Baseball | Wycoff | NJ | 11/2021 | 01/2022 |
| Wofford College | Spartanburg | SC | 07/2021 | 05/2022 |
| College Sports Advisors | Staten Island | NY | 06/2022 | 12/2022 |
| Cooperstown All Star Village | Staten Island | NY | 05/2022 | 08/2022 |
| Cooperstown All Star Village | Oneonta | NY | 06/2023 | 08/2023 |
| Movado Group Incorporated | Paramus | NJ | 11/2023 | 12/2024 |
| Wagner College | Staten Island | NY | 08/2022 | 05/2025 |
| Northwestern Mutual: Holleran Financial Group | Florham Park | NJ | 01/2025 | 05/2025 |
| Crooked Floor Tavern | Conway | SC | 08/2025 | 09/2025 |
| Local On The Water | North Myrtle Beach | SC | 09/2025 | 10/2025 |
| Saint Joseph Regional High School | Montvale | NJ | 09/2018 | 05/2021 |
| Westwood Regional High School | Township Of Washington | NJ | 09/2016 | 06/2018 |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
NAME OF BUSINESS: AZ LIFE INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: NJ LIFE AND HEALTH INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-05 |
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