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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-07-06
TX RA APPROVED 2026-07-06
  • KY RA
    APPROVED
    Since 2026-07-06
  • TX RA
    APPROVED
    Since 2026-07-06

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Newport, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Quality Logistics Erlanger KY 02/2020 03/2020
Self-Employed Burlington KY 03/2021 08/2021
Nothing Bundt Cakes Florence KY 08/2020 01/2021
Gap Inc. Erlanger KY 08/2021 10/2024
The Job Center Cincinnati OH 03/2020 03/2020
Fidelity Investments Covington KY 10/2024 Present
Citi Bank Florence KY 07/2020 08/2020
Delta Global Services Florence KY 03/2020 07/2020
Newport Aquarium Newport KY 08/2016 02/2020
Unifi Aviation/Delta Global Services Cincinnati OH 12/2020 05/2021
  • 02/2020 → 03/2020
    Total Quality Logistics
    Erlanger, KY
  • 03/2021 → 08/2021
    Self-Employed
    Burlington, KY
  • 08/2020 → 01/2021
    Nothing Bundt Cakes
    Florence, KY
  • 08/2021 → 10/2024
    Gap Inc.
    Erlanger, KY
  • 03/2020 → 03/2020
    The Job Center
    Cincinnati, OH
  • 10/2024 → Present
    Fidelity Investments
    Covington, KY
  • 07/2020 → 08/2020
    Citi Bank
    Florence, KY
  • 03/2020 → 07/2020
    Delta Global Services
    Florence, KY
  • 08/2016 → 02/2020
    Newport Aquarium
    Newport, KY
  • 12/2020 → 05/2021
    Unifi Aviation/Delta Global Services
    Cincinnati, OH
Other Businesses

OBA-114255|OrgNmn:DJ/Music|Org Addr:Covington,Kentucky,US|OBA Nature:Musician, plan to accept tips.|Invst Rel:N|Title:DJ|Duties:Entertain crowds.|StrtDt:10-29-24|TotHrs/mon:3|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
S63 Uniform Securities Agent State Law Examination 2025-01-21
  • S66 Uniform Combined State Law Examination
    2026-06-29
  • S63 Uniform Securities Agent State Law Examination
    2025-01-21

View on SEC IAPD

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