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John Eric Warme

Citigroup Global Markets Inc.

Los Angeles, CA

Costa Mesa, CA

San Juan Capistrano, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-25
NY RA APPROVED 2025-04-03
NJ RA APPROVED 2022-10-26
  • CA RA
    APPROVED
    Since 2025-08-25
  • NY RA
    APPROVED
    Since 2025-04-03
  • NJ RA
    APPROVED
    Since 2022-10-26

Branch Locations

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

San Juan Capistrano, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Private Bank (U.S. Trust) Newport Beach CA 10/2013 01/2022
Citigroup Boston MA 02/2022 Present
  • 10/2013 → 01/2022
    Bank Of America Private Bank (U.S. Trust)
    Newport Beach, CA
  • 02/2022 → Present
    Citigroup
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-07
S65 Uniform Investment Adviser Law Examination 2011-07-08
  • S66 Uniform Combined State Law Examination
    2022-04-07
  • S65 Uniform Investment Adviser Law Examination
    2011-07-08
Other Names
  • John E Warme
  • John Eric Warme
  • John Warme

View on SEC IAPD

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